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U.S. vs. Hummel
 
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2003 U.S. Dist. LEXIS 5656, *


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UNITED STATES OF AMERICA, Plaintiff, v. ROBERT L. HUMMEL, ROBERT L. HUMMEL CONSTRUCTION CO., INC., HDB DEVELOPMENT CORPORATION (a.k.a. HDB JOINT VENTURE and/or HUMMEL-DIOR PARTNERSHIP), DALE BERGER, and DIOR REALTY, Defendants.


No. 00 C 5184


UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF ILLINOIS, EASTERN DIVISION


2003 U.S. Dist. LEXIS 5656



April 7, 2003, Decided
April 8, 2003, Docketed


DISPOSITION:  [*1]  Plaintiff's motion for summary judgment granted in part and denied in part. Defendants' motion for summary judgment denied.

CASE SUMMARY

PROCEDURAL POSTURE: Plaintiff United States sued defendants, an individual, a construction company, a development company, and the development company's general partners, alleging that they violated the Clean Water Act, 33 U.S.C.S. § 1251 et seq., by discharging pollutants into a federally protected wetland without prior authorization. The parties filed cross motions for summary judgment.

OVERVIEW: The wetland at issue fell within the Army Corps of Engineers' (Corps') jurisdiction as it was adjacent to a tributary of a traditionally navigable river. The sewer installation caused a discharge of pollutants because digging trenches through the wetland, sidecasting the resulting dirt and vegetation, and then re-depositing the dredged material into the trenches to cover the new sewer pipes constituted a discharge of pollutants. The sewer installation was not authorized by a nationwide permit as the Corps had properly revoked the only applicable nationwide permit. The court rejected an attempt to pin liability on the county that owned the sewer easement as there was no evidence that it had performed any part of the sewer installation or hired or paid the construction company to perform the activities. The individual was liable as he had hired and directed the construction company to perform the installation. The construction company was liable as it was the actual discharger. Summary judgment was denied as to the development company and its partners, however, given the conflicting evidence as to their involvement.

OUTCOME: The United States' summary judgment motion was denied with respect to the development company and its partners, but was otherwise granted. The opposing summary judgment motion was denied.

 

CORE TERMS: wetland, sewer, pollutant, site, navigable waters, installation, lakes, nationwide, dredged, body of water, tributary, material fact, trench, river, summary judgment, dirt, adjacent, sewer line, partnership, navigable, installed, general partners, public notices, redeposit, stream, spoil, point source, authorization, discharged, eliminated

 

LexisNexis® Headnotes

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Civil Procedure > Summary Judgment > Opposition > General Overview 


Civil Procedure > Summary Judgment > Standards > Appropriateness 


Civil Procedure > Summary Judgment > Standards > Genuine Disputes 

 

HN1

Summary judgment is proper where the pleading, depositions, answers to interrogatories, and admission on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law. Fed. R. Civ. P. 56(c). In determining whether a genuine issue of material fact exists, the court must construe all facts in the light most favorable to the non-moving party and draw all reasonable and justifiable inferences in that party's favor. When presented with cross-motions for summary judgment, the court considers the motions simultaneously and draws all reasonable inferences in favor of the party opposing a particular motion.  More Like This Headnote


Environmental Law > Natural Resources & Public Lands > Wetlands Management 


Environmental Law > Water Quality > Clean Water Act > Coverage & Definitions > Navigable Waters 


Environmental Law > Water Quality > Clean Water Act > Wetlands 

 

HN2

Under the Clean Water Act, 33 U.S.C.S. § 1251 et seq., only those wetlands that fall within the definition of navigable waters are subject to the Army Corps of Engineers' regulation and permitting requirements.  More Like This Headnote


Environmental Law > Natural Resources & Public Lands > Wetlands Management 


Environmental Law > Water Quality > Clean Water Act > Coverage & Definitions > Navigable Waters 

 

HN3

The Clean Water Act (CWA), 33 U.S.C.S. § 1251 et seq., extends to all navigable waters, which are defined as the waters of the United States. 33 U.S.C.S. § 1362(7).  More Like This Headnote


Civil Procedure > Appeals > Appellate Jurisdiction > State Court Review 


Environmental Law > Natural Resources & Public Lands > Wetlands Management 

 

HN4

Waters that are not themselves navigable but are directly adjacent to actually navigable waters fall within the reach of the Clean Water Act, 33 U.S.C.S. § 1251 et seq.  More Like This Headnote


Environmental Law > Natural Resources & Public Lands > Wetlands Management 


Environmental Law > Water Quality > Clean Water Act > Coverage & Definitions > Navigable Waters 

 

HN5

Although the waters themselves do not need to be actually navigable to come within the definition of "waters of the United States" for purposes of the Clean Water Act, 33 U.S.C.S. § 1251 et seq., they cannot be isolated intrastate waters with no discernable connection to navigable waters.  More Like This Headnote


Governments > Courts > Judicial Precedents 

 

HN6

The United States District Court for the Northern District of Illinois, Eastern Division, is bound by precedent from the United States Court of Appeals for the Seventh Circuit; the United States Court of Appeals for the Fifth Circuit has no precedential effect on that district court.  More Like This Headnote


Environmental Law > Natural Resources & Public Lands > Wetlands Management 


Environmental Law > Water Quality > Clean Water Act > Wetlands 

 

HN7

The party asserting the Army Corps of Engineers' jurisdiction over a particular body of water must establish a significant nexus between the body of water and a navigable water. If the complaining party cannot demonstrate such a connection, then the body of water cannot be included among those waters protected by the Clean Water Act, 33 U.S.C.S. § 1251 et seq.  More Like This Headnote


Environmental Law > Water Quality > Clean Water Act > Coverage & Definitions > Discharges 


Environmental Law > Water Quality > Clean Water Act > Coverage & Definitions > Pollutants 


Environmental Law > Water Quality > Clean Water Act > Discharge Permits > Dredged or Fill Material > General Overview 

 

HN8

The Clean Water Act (CWA), 33 U.S.C.S. § 1251 et seq., prohibits the discharge of any pollutant into federally protected waters without a permit from the Army Corps of Engineers (Corps). 33 U.S.C.S. §§ 1311(a), 1344(a). The statute defines the word "discharge" as any addition of any pollutant to navigable waters from any point source. 33 U.S.C.S. § 1362(12). The term "pollutant" means, inter alia, dredged spoil, biological materials, rock, sand, and cellar dirt. 33 U.S.C.S. § 1362(6). Although the Corps' regulations do not define "dredged spoil," they define "dredged material" as material that is excavated or dredged from waters of the United States. 33 C.F.R. § 323.2(c). Additionally, the Corps defines "the discharge of dredged material" as any addition of dredged material into, including any redeposit of dredged material other than incidental fallback within, the waters of the United States. 33 C.F.R. § 323.2(d)(1). In sum, to demonstrate an actionable discharge of pollutants under the CWA, one must demonstrate an (1) addition of (2) a pollutant (including dredged material, rock and cellar dirt) into protected waters.  More Like This Headnote


Environmental Law > Water Quality > Clean Water Act > Coverage & Definitions > Point Sources 

 

HN9

For purposes of the Clean Water Act, 33 U.S.C.S. § 1251 et seq., a point source is any discernible, confined, and discrete conveyance from which pollutants are or may be discharged. 33 U.S.C.S. § 1362(14). Examples include: bulldozers, backhoes, and other equipment commonly used during excavation and mechanized land clearing.  More Like This Headnote


Environmental Law > Natural Resources & Public Lands > Wetlands Management 


Environmental Law > Water Quality > Clean Water Act > Discharge Permits > Dredged or Fill Material > General Overview 


Environmental Law > Water Quality > Clean Water Act > Wetlands 

 

HN10

For purposes of the Clean Water Act, 33 U.S.C.S. § 1251 et seq., once earth and vegetable matter is removed from the wetland, that material becomes dredged spoil, a statutory pollutant. It is of no consequence that what is now dredged spoil was previously present on the same property in the less threatening form of dirt and vegetation in an undisturbed state. What important is that once that material is excavated from the wetland, its redeposit in that same wetland adds a pollutant where none has been before.  More Like This Headnote


Environmental Law > Water Quality > Clean Water Act > Discharge Permits > General Permits 


Environmental Law > Water Quality > Clean Water Act > Discharge Permits > Public Participation 


Environmental Law > Water Quality > Clean Water Act > Wetlands 

 

HN11

The Clean Water Act (CWA), 33 U.S.C.S. § 1251 et seq., authorizes the Army Corps of Engineers (Corps) to issue nationwide permits for categories of activities involving discharges that have minimal adverse environmental effects. 33 U.S.C.S. § 1344(e)(1). CWA regulations further provide that the Corps also has the discretion to modify, suspend, or revoke such permits for relevant factors of the public interest. 33 C.F.R. § 330.5. The regulations set forth specific procedures the Corps must follow before eliminating nationwide procedures which include public notice, comment periods, public meeting, and published findings supporting the revocation.  More Like This Headnote


Environmental Law > Water Quality > Clean Water Act > Discharge Permits > General Permits 

 

HN12

The regulations granting the Army Corps of Engineers (Corps) discretion to eliminate nationwide permits only require the Corps to issue public notices, solicit comment, hold public hearings, and publish its findings before revoking nationwide permits. 33 C.F.R. § 330.5.  More Like This Headnote


Administrative Law > Judicial Review > Standards of Review > Abuse of Discretion 


Administrative Law > Judicial Review > Standards of Review > Arbitrary & Capricious Review 


Environmental Law > Water Quality > General Overview 

 

HN13

As the Clean Water Act, 33 U.S.C.S. § 1251 et seq., does not specify the standard of review for Army Corps of Engineers' decisions, the court looks to the Administrative Procedure Act (APA) for the appropriate standard. Under the APA, a court cannot overturn a decision of an agency unless the decision was arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with the law. 5 U.S.C.S. § 706(2)(a). Moreover, the standard of review is a highly deferential one and the court will not substitute its own judgment for that of the agency.  More Like This Headnote